Seven Types of Ambiguity: All 7 Types Explained
William Empson’s landmark 1930 work — every type defined in plain English, with Empson’s exact words, real literary examples (including the famous “bare ruined choirs” analysis), UGC NET relevance for each type, interactive MCQs, and exam questions for BA / MA / UGC NET English.
👤1. About William Empson & the Book
Full Name
Sir William Empson
Lifespan
27 September 1906 – 15 April 1984
Nationality
English (British)
Supervisor
I.A. Richards — Cambridge
Book
Seven Types of Ambiguity
First Published
1930 (revised 1947, 1953)
📖 The Origin Story
Laura Riding and Robert Graves showed the undergraduate Empson how many simultaneous readings could be extracted from Shakespeare’s Sonnet 129 (“The expense of spirit in a waste of shame”) by exploiting its unpunctuated form. Empson reportedly said: “You could do that with any poetry, couldn’t you?” His supervisor I.A. Richards challenged him to prove it. Empson returned the following week with 30,000 words — the manuscript that became Seven Types of Ambiguity.
Empson was 22 years old when he wrote the book. Originally submitted as his Cambridge English Tripos dissertation, it was published in 1930 when he was still 23 — making it one of the most precocious critical works in the history of English literary studies. The book was revised twice (1947 and 1953) and has never gone out of print.
📝2. Empson’s Definition of Ambiguity
Empson’s Exact Words
“Any verbal nuance, however slight, which gives room for alternative reactions to the same piece of language.”
This definition is deliberately broad and inclusive. Three key phrases unlock it:
- “any verbal nuance, however slight” — ambiguity is not restricted to obvious double meanings or wordplay. Even a slight shade of different meaning counts. The threshold is low.
- “alternative reactions” — not merely alternative meanings but alternative reactions. This makes ambiguity psychological as well as linguistic — it is about how readers respond, not just what words mean.
- “to the same piece of language” — the multiplicity must come from the same words, the same phrase — not from different parts of a text.
💡 Prof. Amirul Khan’s Exam Insight
In examinations, Empson’s exact definition is frequently quoted and tested — especially the phrase “alternative reactions” (not alternative meanings). Also memorise the year (1930), that the book was revised twice (1947 and 1953), and that Empson’s supervisor was I.A. Richards. These are all MCQ targets.
🔮 3. All Seven Types — Explained
Each type: Empson’s exact words → plain English explanation → how to spot it → literary examples → UGC NET relevance.
Type 1
Simple Metaphor / Detail Effective in Several Ways at Once
Empson’s Words
“A detail is effective in several ways at once — a word or a grammatical construction that works simultaneously on multiple levels.”
In plain English: The simplest and most common type. A single image, word, or phrase works on several levels simultaneously — each level is valid and enriches the others. There is no contradiction; the meanings reinforce each other.
🎯 How to Spot It
Ask: does this word or image do more than one job at the same time? If yes — and the meanings cooperate rather than clash — it is Type 1.
Literary Examples
“'Bare ruined choirs where late the sweet birds sang'”
— Shakespeare, Sonnet 73
Empson's most famous example. He identified at least nine simultaneous valid readings: (1) bare winter boughs stripped of leaves; (2) boughs shaped like the arches of ruined monastery choir-stalls; (3) the ruined abbeys dissolved by Henry VIII, their choirs now silent; (4) the choirboys who once sang there; (5) the birds (sweet singers) that now take the choirboys' place; (6) the parallel between the ageing speaker and the dying season; (7) the cold and bare quality both of winter branches and of ruined stone; (8) the absence of music — silence as a kind of presence; (9) the word 'late' meaning both 'recently' and 'formerly'. All nine operate at once — none cancels another. This is Type 1 at its richest.
“'The expense of spirit in a waste of shame'”
— Shakespeare, Sonnet 129 (opening line)
The very line that inspired Empson to write the book. Laura Riding and Robert Graves showed Empson how many simultaneous readings this unpunctuated line could sustain: 'expense' = expenditure/exhaustion; 'spirit' = vital energy/semen/spiritual essence; 'waste' = desert/squandering/excretion; 'shame' = disgrace/genitalia/shameful act. Each combination produces a different but coherent reading of lust's nature — all simultaneously present.
🎓 UGC NET Relevance
Type 1 is the foundation of all poetic language. The 'bare ruined choirs' example is one of the most frequently cited passages in UGC NET New Criticism questions.
Type 2
Two or More Meanings Resolved into One (Double Grammar)
Empson’s Words
“Two or more alternative meanings are fully resolved into one — as by 'Double Grammar' in Shakespeare.”
In plain English: A sentence or phrase that can be grammatically parsed in two different ways, each parsing yielding a distinct but complete meaning. Both meanings feel equally correct and equally finished. The richness comes from the grammatical structure itself, not from a metaphor or image.
🎯 How to Spot It
Try parsing the sentence two different ways — changing what word is the subject, verb, or object. If both parsings produce complete, valid meanings, you have Type 2.
Literary Examples
“'Th' expense of spirit in a waste of shame / Is lust in action'”
— Shakespeare, Sonnet 129
The opening can be parsed as: (A) 'The expenditure of vital energy in a place of shame IS [what] lust [does] in action' — i.e., this is a description of what active lust costs. Or (B) 'The expenditure of spirit in a waste of shame IS lust, [when] in action' — i.e., when actively engaged, lust simply IS this wasting and shaming. Both parsings are grammatically complete. The ambiguity is structural, not metaphorical.
“'The course of true love never did run smooth'”
— Shakespeare, A Midsummer Night's Dream
Can mean: (A) True love's course has never, historically, been smooth — a factual claim. Or (B) The very nature of true love is that its course does not run smooth — a definition of love itself. The first is a historical observation; the second is an ontological claim. Both are grammatically valid readings of the same sentence.
🎓 UGC NET Relevance
Type 2 is particularly associated with Shakespeare's grammatically dense Sonnets. UGC NET questions on this type focus on the 'Double Grammar' label and how it differs from a simple pun (Type 3).
Type 3
Two Apparently Disconnected Meanings Given Simultaneously (Pun / Allegory)
Empson’s Words
“Two apparently unconnected meanings are given simultaneously — as in a pun, or, by extension, in allegory or pastoral, where reference is made to more than one 'universe of discourse'.”
In plain English: Unlike Type 2, where two meanings resolve into each other through grammar, Type 3 offers two meanings that remain genuinely disconnected — they operate in two separate frames of reference at the same time. The classic form is the pun; the extended forms are allegory and pastoral, where an entire text operates in two worlds simultaneously.
🎯 How to Spot It
Ask: do the two meanings belong to completely different domains or contexts? If they remain separate rather than resolving into each other, it is Type 3.
Literary Examples
“'To die — to sleep, / No more; and by a sleep to say we end / The heartache...'”
— Shakespeare, Hamlet (III.i)
The word 'die' operates in two disconnected universes: the literal universe of physical death, and the Elizabethan slang universe of sexual climax ('to die' = orgasm). The two meanings are entirely separate domains — they do not resolve into each other as in Type 2 — yet both are active simultaneously. This is the pun in its most philosophically charged form.
“Edmund Spenser's The Shepheardes Calender (1579)”
— Pastoral allegory
The entire poem operates in two universes at once: the pastoral universe of shepherds, seasons, and flocks — and the political/literary universe of Elizabethan court life, where the shepherds are poets and courtiers, the seasons are the cycle of a literary career, and the flocks are readers or patrons. Neither universe cancels the other — they run simultaneously, and meaning is produced by their interaction. This is Type 3 extended from the pun to the entire structure of a work.
🎓 UGC NET Relevance
UGC NET frequently tests the distinction between Type 2 (two meanings converge) and Type 3 (two meanings diverge / remain disconnected). The allegory and pastoral extension of Type 3 is a common essay topic.
Type 4
Alternative Meanings Reveal a Complicated State of Mind in the Author
Empson’s Words
“Alternative meanings combine to make clear a complicated state of mind in the author.”
In plain English: The ambiguity in Type 4 is not primarily about the language — it is about the psychology of the person who wrote it. The word or phrase is ambiguous because the author genuinely feels two contradictory things simultaneously: love and hatred, faith and doubt, joy and despair. The ambiguity is the fingerprint of a divided consciousness.
🎯 How to Spot It
Ask: does the ambiguity seem to arise from the author's emotional or psychological state — from feeling two things at once — rather than from a literary device? If the multiple meanings reveal the author's divided feeling, it is Type 4.
Literary Examples
“'Batter my heart, three-person'd God; for you / As yet but knock, breathe, shine, and seek to mend'”
— John Donne, Holy Sonnet XIV
The word 'batter' simultaneously means: to knock, to beat violently, and to overwhelm. The speaker begs for violence — but the violence is desired as love. 'Batter' is gentle and brutal at once, because Donne's state of mind is both: he craves destruction as a form of salvation, and welcomes force as a form of grace. The ambiguity in the verb is the trace of the speaker's simultaneous yearning for submission and resistance — a genuinely divided consciousness.
“'I wake and feel the fell of dark, not day'”
— Gerard Manley Hopkins, 'I wake and feel the fell of dark'
'Fell' is ambiguous in a way that reveals Hopkins' psychological state: it means (1) the felt texture of darkness — darkness as a physical sensation, like animal hide; (2) fell as in 'fallen' — fallen darkness, fallen state, the Fall; (3) fell as in cruel, savage, pitiless (archaic). All three meanings coexist because Hopkins' experience of spiritual desolation involves all three simultaneously: the physical heaviness of depression, the theological weight of sin, and the cruelty of God's apparent absence. The ambiguity is the depression itself.
🎓 UGC NET Relevance
Type 4 is closely associated with Donne's metaphysical conceits and Hopkins' sprung rhythm — poets who consistently hold contradictory feelings (sacred and profane, faith and doubt) within a single image. Common UGC NET essay question.
Type 5
Fortunate Confusion — The Author Discovers Meaning in the Act of Writing
Empson’s Words
“A fortunate confusion — the author is discovering their idea in the act of writing. A simile or image lies halfway between two statements made by the author, unresolved in either direction.”
In plain English: Type 5 is unique because the ambiguity is not a conscious artistic choice — it is the record of a creative mind in process. The poet has not yet fully decided what they mean; an image or simile sits suspended between two different possible statements, belonging fully to neither. The 'confusion' is 'fortunate' because this unresolved midpoint is richer than either of the two resolved statements would be.
🎯 How to Spot It
Ask: does this image feel unresolved — as if the poet had two different things they wanted to say and this image is somehow both, without being fully either? That incompleteness is Type 5.
Literary Examples
“'Life, like a dome of many-coloured glass, / Stains the white radiance of eternity'”
— Percy Bysshe Shelley, Adonais
The simile 'like a dome of many-coloured glass' is suspended between two statements Shelley could be making: (A) Life is beautiful — the dome is luminous, complex, prismatic, a wonder of colour; (B) Life corrupts or obscures — the dome 'stains' (defiles) the white purity of eternity. The word 'stains' is doing the Type 5 work: it means both 'colours' (enriches, decorates) and 'taints' (corrupts, dyes away from purity). Shelley has not decided whether life's multiplicity is a wonder or a stain — the image is the midpoint between two thoughts that were never resolved.
“'The woods decay, the woods decay and fall'”
— Alfred, Lord Tennyson, Tithonus
The repetition 'the woods decay, the woods decay' is suspended between being an observation (this is what woods do) and being a lament (this is what happens to everything, including me). Tennyson has not decided whether this is description or complaint; the line hovers between them. The 'fortunate' part is that the unresolved hover is more poignant than either pure statement would be.
🎓 UGC NET Relevance
Type 5 is the most commonly confused with Type 4 in UGC NET. The distinction: Type 4 = the author's FEELINGS are divided; Type 5 = the author's MEANING is not yet resolved. Type 4 is psychological; Type 5 is creative.
Type 6
Contradictory or Irrelevant Statement — Reader Forced to Invent Meaning
Empson’s Words
“What is said is contradictory or irrelevant — when a statement says nothing, and the reader is forced to invent a statement of their own.”
In plain English: In Type 6, the language appears to say nothing — it is a tautology (saying the same thing twice), a logical contradiction, or an apparent irrelevancy. This apparent meaninglessness compels the reader to actively supply meaning. The text creates a gap; the reader must fill it. Ambiguity arises not from the richness of the language but from its apparent emptiness.
🎯 How to Spot It
Ask: is this statement logically empty — a tautology, a contradiction, or apparently off-topic? If the reader must construct meaning from an apparent vacuum, it is Type 6.
Literary Examples
“'God is God'”
— Theological tautology
A pure tautology — it literally says nothing new. Yet its apparent emptiness forces the reader to supply content: What does 'is' mean here — identity, essence, tautological definition? The reader must invent: is this a claim that God's nature is self-identical, beyond definition, or that the word 'God' can only be defined by itself? The tautology generates interpretation by its very refusal to say anything. This is the mechanism of Type 6.
“'The world is too much with us; late and soon, / Getting and spending, we lay waste our powers'”
— William Wordsworth, 'The World Is Too Much With Us'
The phrase 'too much with us' is a near-irrelevancy — what does it mean for the world to be 'with' us? The phrase is not a logical statement but an emotional assertion that resists paraphrase. The reader is compelled to construct a meaning: the world is too present, too insistent, too material, too distracting — none of these is what Wordsworth 'said', but each is what the reader supplies to fill the gap of the apparent tautology.
🎓 UGC NET Relevance
Type 6 is important for UGC NET because it anticipates Reader-Response theory — it places the burden of meaning on the reader, not the text. Questions often ask how Type 6 differs from Type 7.
Type 7
Full Contradiction — Fundamental Division in the Author's Mind
Empson’s Words
“A full contradiction, marking a fundamental division in the author's mind.”
In plain English: The most extreme and psychologically deepest type. The language does not merely hold multiple meanings — it contains outright contradiction. Two meanings that are mutually exclusive, genuinely irreconcilable, coexist in the poem. This is not a failure of craft but the record of a fundamental split in the author's consciousness — connected by Empson to Freud's concept of condensation, where the Id and the Superego compress two incompatible desires into a single expression.
🎯 How to Spot It
Ask: are the two meanings not just different but genuinely irreconcilable — cannot both be true, yet the poem insists on holding both? If yes, it is Type 7. The contradiction is not resolved; it is the point.
Literary Examples
“George Herbert, 'The Sacrifice' — the entire poem”
— George Herbert, 'The Sacrifice' (from The Temple, 1633)
Empson's primary Type 7 example. In 'The Sacrifice', Christ speaks throughout the crucifixion using the refrain 'Was ever grief like mine?' The poem simultaneously holds two irreconcilable theological positions: (1) The crucifixion is an act of supreme cruelty — the poem dwells on the physical horror, the betrayal, the injustice; (2) The crucifixion is an act of supreme love and sweet redemption — the very same events are also the fulfilment of grace. These two positions cannot both be fully true in the same framework — yet Herbert insists on both simultaneously. Empson argues this is not rhetoric but a genuine division in Herbert's religious consciousness: the part that recoils in horror and the part that accepts in faith cannot be reconciled, and the poem is the record of that irreconciliation.
“'Do not go gentle into that good night'”
— Dylan Thomas, 'Do Not Go Gentle into That Good Night'
The word 'good' in 'that good night' (= death) is a Type 7 contradiction held throughout the poem. The poem simultaneously asserts: (1) Night (death) is GOOD — the word is there, unretracted, implying peace, rest, natural completion; (2) Do NOT go gently into it — rage, resist, fight. The father should resist what is good? The contradiction is fundamental and unresolved: Thomas cannot decide whether his father's death is natural and good or unjust and to be raged against. The poem does not resolve this — it holds both positions in full contradiction, which is its power.
🎓 UGC NET Relevance
Type 7 is the most frequently asked in UGC NET essay questions — especially the Freud connection and the George Herbert example. Also tested: how Type 7 differs from Type 4 (divided feelings) and Type 6 (empty statement).
📈 4. The Progression: Type 1 → Type 7
The seven types are not a random list — they form a deliberate progression from the simplest linguistic complexity to the deepest psychological division.
Linguistic Ambiguity
The ambiguity lives in the language itself — in metaphor, grammar, and the coexistence of disconnected meanings. The author's psychology is not involved.
Psychological Ambiguity
The ambiguity traces the author's mind — Type 4 reveals divided feelings; Type 5 reveals unresolved meaning-making in the act of composition.
Radical Ambiguity
The ambiguity is extreme: Type 6 produces apparent emptiness that forces reader invention; Type 7 produces outright contradiction from a split consciousness.
📚5. Empson’s Other Works
UGC NET frequently asks which work belongs to Empson and which does not. The Dyer’s Hand (1962) is W.H. Auden — not Empson.
| Work | Year | Significance |
|---|---|---|
| Seven Types of Ambiguity | 1930 (rev. 1947, 1953) | Foundational work; ambiguity as poetic richness |
| Some Versions of the Pastoral | 1935 | Extends pastoral as a social and literary structure |
| The Structure of Complex Words | 1951 | How 'complex words' carry multiple emotional and logical meanings |
| Collected Poems | 1955 | Empson was also a significant poet |
| Milton's God | 1961 | Provocative reading of Paradise Lost — God as a morally problematic character |
| Using Biography | 1984 (posth.) | Late work defending biographical criticism — a reversal of his earlier stance |
⭐6. Significance & Relationship to New Criticism
Seven Types of Ambiguity is one of the founding texts of New Criticism. Its central argument — that ambiguity is a source of poetic richness and depth, not a defect — directly supported New Criticism’s claim that literary language is qualitatively different from ordinary language and rewards close, disciplined reading.
🔍Established Close Reading
Empson demonstrated — through hundreds of specific examples — that patient attention to the exact words of a text produces richer and more accurate understanding than any amount of biographical or historical background.
📐Gave New Criticism Its Method
The detailed, evidence-based analysis of specific lines and phrases became the standard New Critical practice. Brooks, Wimsatt, and Beardsley all developed their arguments in dialogue with Empson's demonstration.
🧠Psychology Meets Language
By connecting Types 4 and 7 to the author's psychology and to Freud, Empson showed that close reading is not merely grammatical — it reaches into consciousness and the unconscious.
⚡Influenced Reader-Response Theory
Type 6 — where the reader must invent meaning to fill an apparent gap — anticipates Iser's concept of textual 'gaps' and Fish's interpretive communities by decades.
🧪 7. Interactive MCQs
10 UGC NET-level questions — select an answer to reveal the explanation.
Question 1 of 10
William Empson's Seven Types of Ambiguity was first published in which year?
Question 2 of 10
Empson defines 'ambiguity' in Seven Types of Ambiguity as:
Question 3 of 10
The First Type of Ambiguity — a detail effective in several ways at once — is illustrated by Empson through which famous example?
Question 4 of 10
The Second Type of Ambiguity involves what Empson called 'Double Grammar'. This means:
Question 5 of 10
The Third Type of Ambiguity involves two apparently disconnected meanings given simultaneously. Empson associates this primarily with:
Question 6 of 10
In the Fourth Type of Ambiguity, alternative meanings combine to reveal:
Question 7 of 10
Empson calls the Fifth Type of Ambiguity 'fortunate confusion'. It occurs when:
Question 8 of 10
The Sixth Type of Ambiguity occurs when a statement is a tautology, contradiction, or irrelevancy. What happens as a result?
Question 9 of 10
The Seventh Type — the most extreme — is defined as 'full contradiction marking a division in the author's mind'. Empson connects this to Freud through the concept of:
Question 10 of 10
Which of the following is NOT a work by William Empson?
📚8. Exam Questions & Answers
12 short-answer questions (2-mark format) + 3 detailed answers (5-mark / essay format).
Part A — Short Answer Questions (2-Mark Format)
Q1
When was Seven Types of Ambiguity published, and who wrote it?
Seven Types of Ambiguity was written by William Empson (1906–1984) and first published in 1930. It was revised in 1947 and again in 1953 — so there are three editions. The book originated as a Cambridge dissertation that Empson wrote under the supervision of I.A. Richards. It is one of the foundational texts of New Criticism and remains one of the most widely read works of twentieth-century literary criticism.
Q2
What is Empson's definition of 'ambiguity' in Seven Types of Ambiguity?
Empson defines ambiguity as 'any verbal nuance, however slight, which gives room for alternative reactions to the same piece of language.' This is a deliberately broad, inclusive definition. It extends ambiguity far beyond wordplay or double meaning to cover any multiplicity of response — linguistic, emotional, or associative. The key word is 'reactions', not merely 'meanings', making Empson's concept both linguistic and psychological.
Q3
What is the First Type of Ambiguity? Give an example.
The First Type is the simplest: a word or construction that is effective in several ways at once — multiple meanings that cooperate and reinforce each other. The most famous example is Shakespeare's Sonnet 73: 'Bare ruined choirs where late the sweet birds sang.' Empson identified at least nine simultaneous valid readings — ruined monastery choir-stalls, winter boughs, absent choirboys, silent birds — all working together at once. The meanings do not contradict; they multiply and deepen.
Q4
What is 'Double Grammar' in Empson's Second Type of Ambiguity?
Double Grammar (Type 2) occurs when a sentence can be grammatically parsed in two different ways, each yielding a distinct but complete meaning. Both meanings feel grammatically valid and fully resolved. Unlike Type 3 (the pun), the two meanings converge through grammar rather than diverging into separate domains. Empson finds this especially in Shakespeare's Sonnets, where the compressed, dense syntax frequently allows two different grammatical readings of the same phrase.
Q5
How does Type 3 (pun/allegory) differ from Type 2 (Double Grammar)?
In Type 2, two meanings converge — they resolve into each other through the same grammatical structure. In Type 3, two meanings diverge — they remain genuinely disconnected, belonging to different 'universes of discourse'. A pun is Type 3: 'to die' (death) and 'to die' (orgasm) are entirely separate domains that do not resolve into each other. Allegory and pastoral are extended Type 3: the shepherd world and the courtly world run simultaneously without collapsing into one.
Q6
What is the Fourth Type of Ambiguity? Which poets does Empson associate with it?
The Fourth Type occurs when ambiguity reveals a complex or contradictory state of mind in the author — the multiple meanings exist because the author genuinely feels two contradictory things simultaneously. The ambiguity is psychological: love and hatred, faith and doubt, joy and grief held in one expression. Empson associates this type primarily with Shakespeare, John Donne, and Gerard Manley Hopkins — poets who consistently hold contradictory feelings (sacred and profane, spiritual crisis and faith) within a single densely ambiguous word or image.
Q7
What does Empson mean by 'fortunate confusion' in the Fifth Type?
The Fifth Type — 'fortunate confusion' — occurs when the poet is discovering their meaning in the act of writing. An image or simile lies halfway between two different statements, fully committed to neither. The 'confusion' is 'fortunate' because this unresolved midpoint is richer than either of the two resolved statements would be. Empson illustrates it with Shelley and Swinburne. It differs from Type 4 in that it is about unresolved ideas, not divided feelings.
Q8
Describe the Sixth Type of Ambiguity.
In the Sixth Type, a statement appears to say nothing — it is a tautology, a logical contradiction, or an apparent irrelevancy. This emptiness compels the reader to actively invent a meaning to fill the gap. The text does not provide meaning; it creates a space that demands the reader's interpretive work. This type anticipates Reader-Response theory in its insistence that the reader is an active producer of meaning, not a passive receiver.
Q9
What is the Seventh Type of Ambiguity? What is Empson's primary example?
The Seventh Type is the most extreme: 'full contradiction marking a fundamental division in the author's mind.' Two irreconcilable meanings coexist because the author is genuinely, psychologically split — not merely holding two feelings (Type 4) but holding two positions that cannot both be true. Empson connects this to Freud's condensation. His primary example is George Herbert's 'The Sacrifice', where the horror of the crucifixion's cruelty and the joy of its redemptive sweetness are simultaneously present and irreconcilable — neither can be resolved without destroying the poem's meaning.
Q10
How is the Seventh Type connected to Sigmund Freud?
Empson draws on Freud's concept of condensation — the psychic mechanism by which the mind compresses two contradictory impulses into a single, overdetermined expression. In dreams, the Id (what is desired) and the Superego (what is forbidden) are condensed into one image that simultaneously expresses both. Empson argues that the Seventh Type works by a similar mechanism in poetry: the language is overdetermined by two irreconcilable forces in the author's unconscious, producing a genuine, unresolvable contradiction.
Q11
What inspired Empson to write Seven Types of Ambiguity?
The book was inspired by a close reading exercise. Laura Riding and Robert Graves demonstrated to Empson how many simultaneous readings could be extracted from Shakespeare's Sonnet 129 ('The expense of spirit in a waste of shame') by exploiting its unpunctuated form. Empson said: 'You could do that with any poetry, couldn't you?' His Cambridge supervisor I.A. Richards challenged him to make good on this claim. Empson returned the following week with 30,000 words — which became the manuscript of Seven Types of Ambiguity.
Q12
Name three other works by William Empson besides Seven Types of Ambiguity.
Empson's three other major critical works are: (1) Some Versions of the Pastoral (1935) — a study of the pastoral mode as a social and literary structure; (2) The Structure of Complex Words (1951) — an analysis of how certain 'complex words' carry dense emotional and logical meanings; (3) Milton's God (1961) — a provocative reading of Paradise Lost arguing that the God of the epic is morally problematic. Empson was also a poet: his Collected Poems appeared in 1955.
Q13
How does Seven Types of Ambiguity relate to New Criticism?
Seven Types of Ambiguity (1930) is one of the foundational texts of New Criticism. Its central argument — that ambiguity is a source of richness rather than a defect — directly underpins New Criticism's claim that literary language rewards close reading. Its method — patient, detailed attention to specific words without reference to biography or historical context — exemplifies exactly what New Critics meant by close reading. Cleanth Brooks' theory of paradox and Wimsatt & Beardsley's argument for 'objective criticism' both build on Empson's demonstration.
Part B — Detailed / Essay Questions (5-Mark Format)
Essay Q1
Explain Empson's First, Third, and Seventh Types of Ambiguity with examples.
Empson's Seven Types of Ambiguity (1930) arranges verbal ambiguity on a scale of increasing complexity and psychological depth — from the cooperation of meanings (Type 1) through their disconnection (Type 3) to their fundamental contradiction (Type 7). The First Type is the simplest and most pervasive: a word or phrase that is effective in several ways at once, all meanings cooperating rather than competing. Empson's most celebrated example is from Shakespeare's Sonnet 73: 'Bare ruined choirs where late the sweet birds sang.' He identified at least nine simultaneous valid readings: the physical image of winter boughs stripped of leaves; the boughs shaped like the arches of ruined monastery choir-stalls; the dissolved abbeys of Henry VIII's Reformation, their choirs now silent; the choirboys who sang in those choirs; the birds who now take the choirboys' place as 'sweet singers'; the parallel between the season and the ageing speaker; the cold bare quality of both winter branches and stone ruin; the absence of music as a kind of presence; and 'late' meaning both 'recently' and 'formerly'. All nine are simultaneously present and mutually enriching — none cancels another. This is ambiguity at its most productive: the meanings multiply and deepen the image without contradicting each other. The Third Type involves two apparently disconnected meanings given simultaneously — as in a pun, where two meanings belong to genuinely different 'universes of discourse' and remain separate rather than resolving into each other. Empson extends this type to allegory and pastoral: the Elizabethan pastoral poem operates in two worlds simultaneously — the surface world of shepherds and seasons and the subterranean world of poets, courtiers, and literary politics. In Shakespeare's A Midsummer Night's Dream, the word 'die' (to die / to have an orgasm) keeps two entirely different domains active at the same time; neither cancels the other; they remain disconnected yet simultaneously present. The Seventh Type is the most extreme — 'full contradiction marking a fundamental division in the author's mind.' Here the ambiguity is not merely linguistic but psychological: the poem contains two irreconcilable meanings because the author is genuinely, fundamentally divided. Empson connects this to Freud's condensation: just as the Id and the Superego are compressed into a single dream image, the author's divided consciousness condenses into contradictory language. His primary example is George Herbert's 'The Sacrifice', where a theological split that Herbert cannot resolve — between horror at the cruelty of the crucifixion and joyful acceptance of its redemptive sweetness — produces irreconcilable meanings throughout the poem. The contradiction is not a flaw; it is the poem's meaning.
Essay Q2
Write a note on the origin, significance, and critical reception of Seven Types of Ambiguity.
Seven Types of Ambiguity (1930) has a remarkable origin story that illuminates both its method and its significance. The book began as a word game. Laura Riding and Robert Graves demonstrated to the young William Empson — then an undergraduate at Cambridge — how many simultaneous readings could be produced from Shakespeare's Sonnet 129 ('Th' expense of spirit in a waste of shame') by exploiting the original unpunctuated text. Empson, reportedly astonished, said: 'You could do that with any poetry, couldn't you?' His supervisor I.A. Richards — who had himself been transforming literary education through the close-reading experiments that would become Practical Criticism (1929) — took this as a challenge and sent Empson away to make good on the claim. Empson returned the following week with 30,000 words. This manuscript, submitted as his Cambridge English Tripos dissertation, became Seven Types of Ambiguity. The significance of the book lies in three areas. First, it transformed the concept of ambiguity: where previous criticism had treated verbal ambiguity as a defect — a failure of clarity or precision to be corrected in revision — Empson argued that ambiguity is the defining feature of great poetry and the primary source of its richness and depth. 'Any verbal nuance, however slight, which gives room for alternative reactions to the same piece of language' is not a problem; it is a resource. Second, the book established close reading as a serious, systematic, and learnable critical practice. Empson did not merely assert that language is complex; he demonstrated it at length through hundreds of specific textual examples — from Shakespeare, Donne, Marvell, Pope, Wordsworth, Keats, Shelley, Hopkins, and Swinburne. The range and precision of these demonstrations made the book both a scholarly achievement and a practical manual. Third, the book provided the New Critical movement with some of its most important theoretical and methodological foundations. Cleanth Brooks' theory of paradox, Wimsatt and Beardsley's argument for 'objective criticism', and I.A. Richards' own development of practical criticism were all shaped by Empson's demonstration. The book was controversial and has remained so. Some critics argued that Empson found ambiguity everywhere because he was looking for it — that his readings were sometimes more ingenious than valid. F.R. Leavis, though admiring the analytical intelligence, questioned whether all seven types were equally coherent or useful. The Seventh Type, with its Freudian underpinning, attracted particular debate. In the third edition (1953), Empson responded to critics and revised some examples — most notably the 'bare ruined choirs' analysis. Despite these controversies, the book has never been displaced as one of the most important and influential works in the history of literary criticism.
Essay Q3
Explain how Empson uses Shakespeare's Sonnet 73 to demonstrate the First Type of Ambiguity.
Empson's analysis of Shakespeare's Sonnet 73 — specifically the phrase 'Bare ruined choirs where late the sweet birds sang' — is the most celebrated single passage in Seven Types of Ambiguity (1930), and it remains one of the most famous demonstrations of close reading in the history of literary criticism. Empson uses this phrase to illustrate the First Type of Ambiguity: a detail or phrase that is effective in several ways at once, all meanings cooperating rather than competing or contradicting. He argues that what makes this line so powerful is precisely that it does not work on one level but on many simultaneously, and that the reader holds all these levels in mind at once — the meaning is not one of them but all of them together. The readings Empson identifies include: (1) The literal, physical image of winter tree branches bare of leaves — this is the explicit vehicle of the metaphor comparing the ageing speaker to late autumn; (2) The boughs as they appear against the sky resemble the arched columns and vaulted ceilings of a Gothic choir — the structural parallel to ecclesiastical architecture; (3) The 'ruined choirs' specifically evoke the dissolution of the English monasteries under Henry VIII — the Reformation ruins that Elizabethan travellers would encounter, stone arches open to the sky, silent and deserted; (4) The choirboys who sang in those monastic choirs — now absent, like the leaves and the birds; (5) The actual sweet-singing birds (perhaps larks or nightingales) that nested in the summer trees and have now migrated or fallen silent in the cold; (6) The parallel between the silent choir and the ageing speaker — both once filled with music and life, both now approaching their final silence; (7) The visual quality shared by bare winter branches and bare ruined stone — both cold, bare, stripped; (8) The word 'late' working simultaneously as 'recently' (the birds sang here recently) and 'formerly' (the birds used to sing here — implying permanent absence); (9) The silence itself as a felt presence — the birds are gone, the choristers are gone, but the image of their singing fills the silence. What matters is not that any one of these readings is the 'correct' one — the point is that all nine are simultaneously valid, simultaneously present in the language, and mutually reinforcing. The line works so well because it is all of these things at once. This is the First Type at its most complex and most beautiful. Empson's analysis was itself controversial: some critics have argued that not all of his nine readings are equally persuasive, and Empson himself added a note in the 1953 edition addressing specific objections. But the fundamental demonstration — that a six-word phrase can sustain nine legitimate simultaneous readings, all enriching the same lyric moment — established both the power of the method and the ambition of the book.
❓ 9. Frequently Asked Questions
What is William Empson's definition of ambiguity in Seven Types of Ambiguity?
Empson defines ambiguity as 'any verbal nuance, however slight, which gives room for alternative reactions to the same piece of language.' This deliberately broad definition extends well beyond double meanings or wordplay — it covers any multiplicity of response, however minor. The key phrase is 'alternative reactions', not just alternative meanings, making it a psychological as well as a linguistic category.
What is the First Type of Ambiguity? What is its most famous example?
The First Type is the simplest: a word or construction that is effective in several ways at once — multiple meanings or resonances that all operate simultaneously and cooperate rather than contradict. The most famous example is Shakespeare's Sonnet 73: 'Bare ruined choirs where late the sweet birds sang.' Empson identified at least nine simultaneous valid readings of this one phrase — from ruined monastery choir-stalls to winter boughs to absent choirboys — all enriching each other at once.
What is the difference between Type 3 (pun/allegory) and Type 2 (Double Grammar)?
In Type 2 (Double Grammar), two meanings are produced by grammatical ambiguity and ultimately resolve into each other — they converge. In Type 3 (pun/allegory), two meanings coexist but remain genuinely disconnected — they belong to different 'universes of discourse' and do not resolve into each other. A pun is the classic Type 3: 'to die' meaning both death and orgasm are separate domains. By extension, allegory and pastoral operate as sustained Type 3 — the shepherd world and the court world run simultaneously without collapsing into each other.
What is the Seventh Type of Ambiguity? How is it connected to Freud?
The Seventh Type is 'full contradiction marking a fundamental division in the author's mind' — the most extreme form, where two irreconcilable meanings coexist because the author is genuinely, psychologically divided. Empson connects this to Freud's concept of condensation: the psychic mechanism by which the mind compresses two contradictory impulses (what the Id desires and what the Superego forbids) into a single, overdetermined expression. The primary example is George Herbert's 'The Sacrifice', where horror at the cruelty of the crucifixion and joyful acceptance of its redemptive sweetness cannot be reconciled — yet the poem insists on both.
What inspired Empson to write Seven Types of Ambiguity?
The book was inspired by a word game. Laura Riding and Robert Graves showed the young Empson how many simultaneous readings could be extracted from Shakespeare's Sonnet 129 ('The expense of spirit in a waste of shame') by exploiting its lack of punctuation. Empson reportedly said 'You could do that with any poetry, couldn't you?' His supervisor I.A. Richards took this as a challenge and sent him away to prove it. Empson returned the following week with 30,000 words of what became Seven Types of Ambiguity.
How does Seven Types of Ambiguity relate to New Criticism?
Seven Types of Ambiguity (1930) is one of the founding texts of New Criticism. Empson's central argument — that ambiguity is not a defect but a source of richness and depth — directly supported New Criticism's claim that literary language is qualitatively different from ordinary language and rewards close reading. His method — patient, detailed attention to the specific words of a text without reference to biography or history — is precisely what New Critics meant by close reading. Cleanth Brooks built his theory of paradox partly on Empson's work, and the book was a major influence on I.A. Richards, Wimsatt, and Beardsley.
What is the difference between Type 4 and Type 5 of Empson's ambiguity?
Both Types 4 and 5 involve the author's mind — but differently. Type 4 is psychological: the ambiguity reveals that the author genuinely FEELS two contradictory things simultaneously (love and hatred, faith and doubt). The division is emotional. Type 5 is creative: the ambiguity reveals that the author has not yet fully DECIDED what they mean — an image or simile sits halfway between two statements, unresolved in either direction. Type 4 is about divided feelings; Type 5 is about unresolved ideas. Empson calls Type 5 'fortunate confusion' because the unresolved midpoint is often richer than either resolved statement would be.
Is Seven Types of Ambiguity relevant for UGC NET English?
Highly relevant. UGC NET regularly tests: (1) the publication year (1930); (2) Empson's exact definition of ambiguity; (3) the 'bare ruined choirs' example as an illustration of Type 1; (4) the Freud connection in Type 7; (5) Empson's other works — especially distinguishing them from works by other authors (The Dyer's Hand is W.H. Auden, not Empson); (6) Empson's relationship to I.A. Richards and New Criticism; (7) the distinction between the seven types, especially 2 vs. 3, 4 vs. 5, and 6 vs. 7. Knowing the book's origin story (Richards, Cambridge) is also useful for context questions.